Jim Cochran outlines a step-by-step approach to dealership compliance, showing how education, accountability, and process ...

Airia, the leading enterprise AI platform, today announced a strategic partnership with risk3sixty, a premier technology-enabled consulting firm specializing in compliance (GRC), program optimization, ...

In the highly regulated world of financial advising, the ability to proactively manage compliance risks is not just advantageous — it’s essential. For financial advisors and planners, the early ...

Research shows that compliance-focused safety training alone rarely delivers lasting risk reduction, prompting calls for ...

In November, board members, senior executives, chief audit executives, compliance officers, chief risk officers, and other professionals gathered at the SGV Knowledge Institute and SGV Consulting ...

Do you want to learn valuable strategies for identifying and mitigating risk in your organization—without the time and budget commitments of travel? This virtual workshop provides the information and ...

Taking back control of data requires a commitment to developing enterprise-wide visibility into where data resides, how old ...

The Flash Crash remains a reminder of what happens when automated systems act faster than humans can interpret—and when the ...

The Compliance, Risk Management, and Financial Integrity Institute invites members of the Case Western Reserve University community to a virtual information session about master and certificate ...

NEW YORK--(BUSINESS WIRE)--Compliance Risk Concepts (CRC), an enterprise risk, compliance and business consulting firm for the financial services industry, has acquired Oyster Consulting, LLC (Oyster) ...

Why this increased emphasis on "compliance" within the UT System? In the wake of several major instances of non-compliance within the UT System that resulted in negative publicity, fines or loss of ...

This convenient virtual workshop takes a deep dive into risk assessment—an essential element of any compliance and ethics program. Whether your organization already has a mature model in place or is ...