Recent regulatory enforcement actions have reinforced a shift toward process-level scrutiny, with the SEC repeatedly citing ineffective internal controls over ...

Moody's has agreed to pay $16.25 million in penalties for failing to properly manage its credit ratings symbols, the SEC said Tuesday. The SEC filed administrative charges against the credit rating ...

A major incident occurred at South Korean cryptocurrency exchange Bithumb, where approximately 620,000 bitcoins worth 61 ...

In a regulatory filing, Macy’s (M) said that in the course of preparing the company’s financial statements for the interim period ended November 2, 2024, management identified a material weakness in ...

WASHINGTON, July 30 (Reuters) - U.S. regulators charged the chief executive and former chief financial officer of Florida-based computer equipment company QSGI Inc on Wednesday with misleading outside ...

Organon (NYSE:OGN) has been downgraded by Piper Sandler to Underweight from Overweight, with its price target cut to $5 from $18. This action follows an audit committee investigation into the company ...

After several years of sluggish activity, the public markets are showing renewed momentum, from traditional initial public offerings (IPOs) to mergers with special purpose acquisition companies (SPAC) ...

The Treasury Department’s Office of the Comptroller of the Currency (OCC) levied a $65 million civil penalty against Los Angeles-based City National Bank over alleged risk management and internal ...