The SEC appears likely to retain its power to recover money snatched by fraudsters in a case before the US Supreme Court, but ...

Opinion: Recent SEC reform efforts are welcome news for any corporation that has found itself in the SEC’s crosshairs but don ...

Imagine a federal agency accuses you of something you didn’t do. The agency has unlimited money, unlimited time, and runs a ...

A former senior Securities and Exchange Commission enforcement official told lawmakers Tuesday that the agency has “lost its way” on fairness in recent years and must adopt formal internal safeguards ...

Yesterday’s argument in Sripetch v SEC suggested something that has not happened in a lot of the court’s recent cases – a ...

Enforcement cases brought by the U.S. Securities and Exchange Commission fell ‌more than 20% in the latest fiscal year as the ...

There have been four changes in SEC administrations since FY 2010 (the first fiscal year in SEED). Most recently, Chair Gensler stepped down on January 20, 2025. Commissioner Mark Uyeda then took over ...

A former executive went public with claims that the bank wasn’t adhering to lofty goals on ESG, but missed out on a program ...

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The Securities and Exchange Commission’s enforcement chief decried rumors that the SEC’s enforcement arm was falling short on the same day SEC Chair Paul Atkins sidestepped questions about the ...

The United States' cryptocurrency market operated in an uncertain regulatory environment due to a jurisdictional conflict ...