New coursework reduces hiring risks, increases screening and onboarding efficiency, and allows administrators to vet candidates early ...

For further details, investors are encouraged to visit Sono Group’s Investor Relations website at ir.sonomotors.com. ABOUT SONO GROUP N.V.

In its other new section, FINRA reminds firms that offer extended hours trading that they must comply with FINRA Rule 2265, ...

An attorney representing Frank Black in his case against FINRA believes the issue of whether the self-regulatory organization ...

FINRA accepted a Letter of Acceptance, Waiver and Consent (AWC) from a financial services member firm to address allegations ...

FINRA announced while amendments to the TRACE reporting rules were approved in September 2024, an effective date for these ...

A broker who is already challenging the Financial Industry Regulatory Authority Inc.’s order last year to bar him from the ...

Thrivent Financial for Lutherans and an affiliated investment adviser are asking a federal appeals court to review the SEC’s ...

Apex Clearing, a subsidiary of Apex Fintech Solutions, stood accused of misleading investors into believing they would ...

Alpine Securities Corp.'s recent reprieve from securities industry expulsion without SEC review still leaves it with an ...

This is FINRA’s first enforcement action for violations of Rule 4330, which established requirements for the borrowing of ...